Liberty Global Ltd.

11/15/2024 | Press release | Distributed by Public on 11/15/2024 15:40

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
ROMRELL LARRY E
2. Issuer Name and Ticker or Trading Symbol
Liberty Global Ltd. [LBTY]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
1550 WEWATTA STREET, STE 1000
3. Date of Earliest Transaction (Month/Day/Year)
11/13/2024
(Street)
DENVER, CO 80202
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Share Option A (right to buy) $25.67 11/13/2024 J(1) 7,453 (2) 06/25/2025 Class A Common Shares 7,453 $ 0 7,453 D
Share Option A (right to buy) $17.6 11/13/2024 J(1) 10,115 (2) 06/16/2026 Class A Common Shares 10,115 $ 0 10,115 D
Share Option A (right to buy) $16.65 11/13/2024 J(1) 12,384 (2) 06/21/2027 Class A Common Shares 12,384 $ 0 12,384 D
Share Option A (right to buy) $17.41 11/13/2024 J(1) 13,754 (2) 06/12/2028 Class A Common Shares 13,754 $ 0 13,754 D
Share Option A (right to buy) $15.28 11/13/2024 J(1) 11,797 (2) 06/11/2029 Class A Common Shares 11,797 $ 0 11,797 D
Share Option A (right to buy) $12.63 11/13/2024 J(1) 15,193 (2) 06/30/2030 Class A Common Shares 15,193 $ 0 15,193 D
Share Option A (right to buy) $16.07 11/13/2024 J(1) 11,948 (2) 06/16/2031 Class A Common Shares 11,948 $ 0 11,948 D
Share Option A (right to buy) $12.73 11/13/2024 J(1) 12,005 (3) 06/15/2032 Class A Common Shares 12,005 $ 0 12,005 D
Share Option A (right to buy) $9.95 11/13/2024 J(1) 17,225 (4) 06/14/2033 Class A Common Shares 17,225 $ 0 17,225 D
Share Option A (right to buy) $9.83 11/13/2024 J(1) 30,590 (5) 05/21/2034 Class A Common Shares 30,590 $ 0 30,590 D
Share Option C (right to buy) $24.14 11/13/2024 J(1) 14,666 (2) 06/25/2025 Class C Common Shares 14,666 $ 0 14,666 D
Share Option C (right to buy) $17.28 11/13/2024 J(1) 20,040 (2) 06/16/2026 Class C Common Shares 20,040 $ 0 20,040 D
Share Option C (right to buy) $16.24 11/13/2024 J(1) 24,535 (2) 06/21/2027 Class C Common Shares 24,535 $ 0 24,535 D
Share Option C (right to buy) $16.95 11/13/2024 J(1) 27,250 (2) 06/12/2028 Class C Common Shares 27,250 $ 0 27,250 D
Share Option C (right to buy) $15 11/13/2024 J(1) 23,370 (2) 06/11/2029 Class C Common Shares 23,370 $ 0 23,370 D
Share Option C (right to buy) $12.54 11/13/2024 J(1) 30,100 (2) 06/30/2030 Class C Common Shares 30,100 $ 0 30,100 D
Share Option C (right to buy) $16.22 11/13/2024 J(1) 23,669 (2) 06/16/2031 Class C Common Shares 23,669 $ 0 23,669 D
Share Option C (right to buy) $13.53 11/13/2024 J(1) 23,782 (3) 06/15/2032 Class C Common Shares 23,782 $ 0 23,782 D
Stock Option C (right to buy) $10.63 11/13/2024 J(1) 34,125 (4) 06/14/2033 Class C Common Shares 34,125 $ 0 34,125 D
Share Option C (right to buy) $10.2 11/13/2024 J(1) 30,302 (5) 05/21/2034 Class C Common Shares 30,302 $ 0 30,302 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ROMRELL LARRY E
1550 WEWATTA STREET, STE 1000
DENVER, CO 80202
X

Signatures

/s/ Cory Smith, Attorney-in-Fact 11/15/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) The disclosures herein reflect adjustments to equity awards previously granted. No new awards were made. The Issuer effected a spin-off of Sunrise Communications AG (the Spin-Off) on November 8, 2024. In the ordinary course of business and under the terms of the Issuer's equity incentive plans, equity awards held by the Issuer's employees and directors have been adjusted to reflect the distribution made in the Spin-Off. As a result of these adjustments, the number of the Issuer's Class A common shares and Class C common shares, as applicable, underlying the outstanding share options, share appreciation rights (SARs) and certain restricted share units (RSUs) and the exercise prices of the share options and SARs, in each case, reported herein were adjusted to preserve the intrinsic value of such securities pre- and post-Spin-Off.
(2) The option is immediately exercisable.
(3) The option vests in three equal annual installments commencing on the date of the Issuer's 2023 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
(4) The option vests in three equal annual installments commencing on the date of the Issuer's 2024 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.
(5) The option vests in three equal annual installments commencing on the date of the Issuer's 2025 annual general meeting of shareholders and on the date of each annual general meeting of shareholders thereafter.

Remarks:
The trading symbols for the Issuer's classes of common shares are LBTYA, LBTYB, and LBTYK.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.