Texas Strategic Growth Fund LP

10/02/2024 | Press release | Distributed by Public on 10/02/2024 10:29

Amendment to Notice of Sales of Unregistered Securities - Form D/A

SEC FORM D/A

The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities

OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
X None
Entity Type
0001944769
Corporation
X Limited Partnership
Limited Liability Company
General Partnership
Business Trust
Other (Specify)

Name of Issuer
Texas Strategic Growth Fund, L.P.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
Over Five Years Ago
X Within Last Five Years (Specify Year) 2022
Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
Texas Strategic Growth Fund, L.P.
Street Address 1 Street Address 2
14185 DALLAS PARKWAY SUITE 1200
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
DALLAS TEXAS 75254 (469) 729-0500

3. Related Persons

Last Name First Name Middle Name
Ashford Inc. N/A
Street Address 1 Street Address 2
14185 Dallas Parkway Suite 1200
City State/Province/Country ZIP/PostalCode
Dallas TEXAS 75254
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Sponsor of the Issuer
Last Name First Name Middle Name
TSGF General Partner, LLC N/A
Street Address 1 Street Address 2
14185 Dallas Parkway Suite 1200
City State/Province/Country ZIP/PostalCode
Dallas TEXAS 75254
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

General Partner of the Issuer
Last Name First Name Middle Name
Stockton Richard
Street Address 1 Street Address 2
14185 Dallas Parkway Suite 1200
City State/Province/Country ZIP/PostalCode
Dallas TEXAS 75254
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

President of the General Partner of the Issuer
Last Name First Name Middle Name
Plohg Jim
Street Address 1 Street Address 2
14185 Dallas Parkway Suite 1200
City State/Province/Country ZIP/PostalCode
Dallas TEXAS 75254
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

General Counsel, Vice President and Secretary of the General Partner of the Issuer
Last Name First Name Middle Name
Eubanks Deric
Street Address 1 Street Address 2
14185 Dallas Parkway Suite 1200
City State/Province/Country ZIP/PostalCode
Dallas TEXAS 75254
Relationship: X Executive Officer Director Promoter

Clarification of Response (if Necessary):

Chief Financial Officer and Treasurer of the General Partner of the Issuer

4. Industry Group

Agriculture
Banking & Financial Services
Commercial Banking
Insurance
Investing
Investment Banking
Pooled Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
Yes No
Other Banking & Financial Services
Business Services
Energy
Coal Mining
Electric Utilities
Energy Conservation
Environmental Services
Oil & Gas
Other Energy
Health Care
Biotechnology
Health Insurance
Hospitals & Physicians
Pharmaceuticals
Other Health Care
Manufacturing
Real Estate
Commercial
Construction
REITS & Finance
Residential
X Other Real Estate
Retailing
Restaurants
Technology
Computers
Telecommunications
Other Technology
Travel
Airlines & Airports
Lodging & Conventions
Tourism & Travel Services
Other Travel
Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
No Revenues No Aggregate Net Asset Value
$1 - $1,000,000 $1 - $5,000,000
$1,000,001 - $5,000,000 $5,000,001 - $25,000,000
$5,000,001 - $25,000,000 $25,000,001 - $50,000,000
$25,000,001 - $100,000,000 $50,000,001 - $100,000,000
Over $100,000,000 Over $100,000,000
X Decline to Disclose Decline to Disclose
Not Applicable Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

Rule 504(b)(1) (not (i), (ii) or (iii))
Rule 504 (b)(1)(i)
Rule 504 (b)(1)(ii)
Rule 504 (b)(1)(iii)
X Rule 506(b)
Rule 506(c)
Securities Act Section 4(a)(5)
Investment Company Act Section 3(c)
Section 3(c)(1) Section 3(c)(9)
Section 3(c)(2) Section 3(c)(10)
Section 3(c)(3) Section 3(c)(11)
Section 3(c)(4) Section 3(c)(12)
Section 3(c)(5) Section 3(c)(13)
Section 3(c)(6) Section 3(c)(14)
Section 3(c)(7)

7. Type of Filing

New Notice Date of First Sale 2022-10-20 First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
X Yes No

9. Type(s) of Securities Offered (select all that apply)

X Equity Pooled Investment Fund Interests
Debt Tenant-in-Common Securities
Option, Warrant or Other Right to Acquire Another Security Mineral Property Securities
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $50,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number None
Todd R. Rhine 2384366
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
IBN Financial Services, Inc. 42360
Street Address 1 Street Address 2
21 Cardinal Road Suite 104
City State/Province/Country ZIP/Postal Code
Hilton Head Island SOUTH CAROLINA 29926
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
GEORGIA
SOUTH CAROLINA
TEXAS
Recipient
Recipient CRD Number None
Brent W. Robinson 6006547
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Money Concepts Capital Corp 12963
Street Address 1 Street Address 2
157 S. K Street
City State/Province/Country ZIP/Postal Code
Tulare CALIFORNIA 93274
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
Recipient
Recipient CRD Number None
Rex Glenn Russell 1294782
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Moloney Securities Co., Inc. 38535
Street Address 1 Street Address 2
115 South Main Street Suite 201
City State/Province/Country ZIP/Postal Code
Cleburne TEXAS 76033
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
TEXAS
Recipient
Recipient CRD Number None
Thomas Colgate Pyle 1524442
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Ages Financial Services, Ltd. 15427
Street Address 1 Street Address 2
651 Route 22A North
City State/Province/Country ZIP/Postal Code
Fair Haven VERMONT 05743
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
NEW YORK
VERMONT
Recipient
Recipient CRD Number None
Donald Troy Vieth 5100754
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
United Planners' Financial Services of America A Limited Partner 20804
Street Address 1 Street Address 2
7333 E. Doubletree Ranch Road Suite 120
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85258
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MISSOURI
Recipient
Recipient CRD Number None
John A. Doane 4083486
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
IBN Financial Services, Inc. 42360
Street Address 1 Street Address 2
33 Hilltop Drive
City State/Province/Country ZIP/Postal Code
Wenham MASSACHUSETTS 01984
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
DISTRICT OF COLUMBIA
FLORIDA
MASSACHUSETTS
VIRGINIA
Recipient
Recipient CRD Number None
Kurt D. Sytsma 6542804
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Money Concepts Capital Corp 12963
Street Address 1 Street Address 2
9426 Spring Creek Court
City State/Province/Country ZIP/Postal Code
Middleville MICHIGAN 49333
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MICHIGAN
Recipient
Recipient CRD Number None
Aaron P. Sevigny 4314368
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
United Planners' Financial Services of America A Limited Partner 20804
Street Address 1 Street Address 2
3511 Bonita Bay Boulevard Suite 2
City State/Province/Country ZIP/Postal Code
Bonita Springs FLORIDA 34134
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
FLORIDA
NEW HAMPSHIRE
Recipient
Recipient CRD Number None
The Investment Center, Inc. 17839
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
1420 Route 206 North Suite 210
City State/Province/Country ZIP/Postal Code
Bedminster NEW JERSEY 07921
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
COLORADO
FLORIDA
MARYLAND
NEW JERSEY
NEW YORK
PENNSYLVANIA
Recipient
Recipient CRD Number None
Eugene Thomas Cindrich 2444041
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Ages Financial Services Ltd. 15427
Street Address 1 Street Address 2
10-12 Phoenix Row Suite 3
City State/Province/Country ZIP/Postal Code
Haverhill MASSACHUSETTS 01832
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MASSACHUSETTS
Recipient
Recipient CRD Number None
Supriya Sudhir Pai 7601593
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Saxony Securities, Inc. 115547
Street Address 1 Street Address 2
4512 Legacy Drive Suite 100
City State/Province/Country ZIP/Postal Code
Plano TEXAS 75024
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
CALIFORNIA
GEORGIA
TEXAS
Recipient
Recipient CRD Number None
Randall Bryan Edwards 2258337
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Cabot Lodge Securities LLC 159712
Street Address 1 Street Address 2
771 Sandy Lane
City State/Province/Country ZIP/Postal Code
Flower Mound TEXAS 750022
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
TEXAS
Recipient
Recipient CRD Number None
Kyle Thomas Kadish 4864706
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
IBN Financial Services, Inc. 42360
Street Address 1 Street Address 2
55 Enterprise Drive
City State/Province/Country ZIP/Postal Code
Windham NEW HAMPSHIRE 03087
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
NEW HAMPSHIRE
Recipient
Recipient CRD Number None
Robert Lane Johnson 1570308
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Berthel, Fisher & Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
1012 Harrison Avenue Suite 2
City State/Province/Country ZIP/Postal Code
Harrison OHIO 45030
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
INDIANA
OHIO
Recipient
Recipient CRD Number None
Craig James Ferrantino 2655467
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
United Planners Financial Services of America A Limited Partner 20804
Street Address 1 Street Address 2
510 Broadhollow Road Suite 204
City State/Province/Country ZIP/Postal Code
Melville NEW YORK 11747
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
FLORIDA
NEW YORK
VIRGINIA
Recipient
Recipient CRD Number None
The Strategic Financial Alliance, Inc. 126514
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
None None
Street Address 1 Street Address 2
2200 Century Parkway Suite 500
City State/Province/Country ZIP/Postal Code
Atlanta GEORGIA 30345
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
FLORIDA
GEORGIA
MISSOURI
NEW JERSEY
NEW YORK
NORTH CAROLINA
Recipient
Recipient CRD Number None
Daniel David Wolf 2015902
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Money Concepts Capital Corp 12963
Street Address 1 Street Address 2
5643 Cheviot Road Suite #1
City State/Province/Country ZIP/Postal Code
Cincinnati OHIO 45247
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
COLORADO
Recipient
Recipient CRD Number None
James Augustus Bowers III 5289266
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Berthel, Fisher & Company Financial Services, Inc. 13609
Street Address 1 Street Address 2
325 North Milledge Avenue
City State/Province/Country ZIP/Postal Code
Athens GEORGIA 30601
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
GEORGIA
Recipient
Recipient CRD Number None
Bo Wang 2394019
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Wealthhouse Advisors Inc. 323088
Street Address 1 Street Address 2
17 Canoe Brook Drive
City State/Province/Country ZIP/Postal Code
Livingston NEW JERSEY 07039
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
NEW JERSEY
Recipient
Recipient CRD Number None
Dieter Gunter Bollmann 4247975
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
United Planners' Financial Services of America 20804
Street Address 1 Street Address 2
7333 East Doubletree Ranch Road #120
City State/Province/Country ZIP/Postal Code
Scottsdale ARIZONA 85258
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
TEXAS
Recipient
Recipient CRD Number None
William Howard Braun 4645321
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
IBN Financial Services, Inc. 42360
Street Address 1 Street Address 2
404 Old Liverpool Road
City State/Province/Country ZIP/Postal Code
Liverpool NEW YORK 13088
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number None
Ion Valentin Cangea 2546015
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Moloney Securities Co., Inc. 38535
Street Address 1 Street Address 2
35-01 30th Avenue Suite 203
City State/Province/Country ZIP/Postal Code
Astoria NEW YORK 11103
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
NEW YORK
Recipient
Recipient CRD Number None
David E. Spellman 6784263
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Money Concepts Capital Corp 12963
Street Address 1 Street Address 2
24711 Ahava
City State/Province/Country ZIP/Postal Code
San Antonio TEXAS 78261
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
MINNESOTA
Recipient
Recipient CRD Number None
Craig Aaron Bonn 2280460
(Associated) Broker or Dealer None
(Associated) Broker or Dealer CRD Number None
Harley Capital LLC 310046
Street Address 1 Street Address 2
55 West Post Road 3rd Floor
City State/Province/Country ZIP/Postal Code
Westport CONNECTICUT 06880
State(s) of Solicitation (select all that apply)
Check "All States" or check individual States
All States
Foreign/non-US
FLORIDA
MARYLAND
MINNESOTA
OHIO
SOUTH CAROLINA
WISCONSIN

13. Offering and Sales Amounts

Total Offering Amount $100,000,000 USD
or Indefinite
Total Amount Sold $17,365,000 USD
Total Remaining to be Sold $82,635,000 USD
or Indefinite

Clarification of Response (if Necessary):

Regarding Item 11, the Issuer may accept smaller investments in the General Partner's sole discretion.

14. Investors

Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
144

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $9,000,000 USD
X Estimate
Finders' Fees $0 USD
X Estimate

Clarification of Response (if Necessary):

Sales Commissions include estimates of the maximum amount of Selling Commissions and Dealer Fees that may be paid.

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$1,500,000 USD
X Estimate

Clarification of Response (if Necessary):

Item 16 is an estimate of organizational and offering expenses that may accrue to one or more Related Persons.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of: (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Regulation D exemption for the offering, the issuer is not disqualified from relying on Rule 504 or Rule 506 for one of the reasons stated in Rule 504(b)(3) or Rule 506(d).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
Texas Strategic Growth Fund, L.P. /s/ Jim Plohg Jim Plohg General Counsel/VP/Secretary of the GP of the Issuer 2024-10-02

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.