MOOG Inc.

11/08/2024 | Press release | Distributed by Public on 11/08/2024 14:51

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
ROCHE PATRICK J
2. Issuer Name and Ticker or Trading Symbol
MOOG INC. [MOGA/MOGB]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Executive Officer
(Last) (First) (Middle)
SENECA ST & JAMISON RD
3. Date of Earliest Transaction (Month/Day/Year)
11/07/2024
(Street)
EAST AURORA, NY 14052
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Class A Common 11/07/2024 M 5,000 A $74.38 21,627 D
Class A Common 11/07/2024 F 3,295 D $226.58(1) 18,332 D
Class B Common(2) 466 I 401 (k)
Class B Common 10,400 D
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
SAR(3) $74.38 11/07/2024 M 5,000 (4) 11/11/2024 Class A Common 5,000 $ 0 0 D
SAR(5) $80.19 (4) 11/13/2028 Class B Common 6,988 6,988 D
SAR(5) $65.9 (4) 11/17/2025 Class B Common 6,667 6,667 D
SAR(5) $82.31 (4) 11/14/2027 Class B Common 6,181 6,181 D
SAR(5) $83 (4) 11/16/2031 Class B Common 8,757 8,757 D
SAR(5) $73.39 (4) 11/17/2030 Class B Common 4,452 4,452 D
SAR(5) $71.648 (4) 11/15/2026 Class B Common 10,000 10,000 D
SAR(5) $85.95 (4) 11/12/2029 Class B Common 6,794 6,794 D
SAR(5) $63.04 (4) 11/17/2025 Class A Common 3,333 3,333 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
ROCHE PATRICK J
SENECA ST & JAMISON RD
EAST AURORA, NY 14052
X Chief Executive Officer

Signatures

/s/ Eric Moss, as Power of Attorney for Patrick J. Roche 11/08/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) This represents the difference between the number of SARs exercised (5,000) and the number of shares issued as a result of the exercise (3,295). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($226.58) and the exercise price ($74.38). Additional shares are then withheld to satisfy the Company's tax withholding obligations.
(2) Reflects equivalent shares held in Moog Inc. Retirement Savings Plan as of the most recent report to participants.
(3) Stock Appreciation Rights (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan.
(4) SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant.
(5) Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.