12/16/2024 | Press release | Distributed by Public on 12/16/2024 19:24
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B ordinary shares, par value $0.0001 per share | (3) | 12/12/2024 | A | 65,242 | (3) | (3) | Class A ordinary shares | 65,242 | (4) | 1,351,783 | I | See Footnote(6) | |||
Class B ordinary shares, par value $0.0001 per share | (3) | 12/16/2024 | D | 65,242 | (3) | (3) | Class A ordinary shares | 65,242 | (5) | 1,286,541 | I | See Footnote(6) | |||
Rights to receive Class A Ordinary Shares | (2) | 12/16/2024 | P | 25,000(1) | (7) | (7) | Class A Ordinary Share, par value $0.0001 per share | 25,000 | (2)(7) | 25,000 | I | See Footnote(1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Vieser Jaime C/O MOUNTAIN LAKE ACQUISITION CORP. 930 TAHOE BLVD STE 802 PMB 45 INCLINE VILLAGE, NV 89451 |
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/s/ Jaime Vieser | 12/16/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Reflects private units owned by Mountain Lake Acquisition Sponsor LLC, the Issuer's sponsor (the "Sponsor"), in which the reporting person has a pecuniary interest. The private units consist of Class A ordinary shares and rights. |
(2) | The private units were purchased at $10.00 per unit. |
(3) | As described in the registration statement on Form S-1 (File No. 333-281410) of the Issuer under the heading "Description of Securities--Founder Shares," the shares of Class B ordinary shares will automatically convert into shares of Class A ordinary shares at the time of the Issuer's initial business combination, or at any time prior to the Issuer's initial business combination, at the option of the holder, on a one-for-one basis, subject to certain adjustments. |
(4) | Reflects the issuance of bonus shares on December 12, 2024 in connection with the upsize of the Issuer's initial public offering. |
(5) | Reflects the forfeiture of shares because the Issuer's over-allotment option was only partially exercised by the underwriters. |
(6) | Reflects the Class B ordinary shares owned by the Sponsor in which the reporting person has a pecuniary interest. |
(7) | The rights convert automatically into Class A ordinary shares at the completion of the Issuer's initial business combination. |