Results

Siebert Financial Corporation

11/05/2024 | Press release | Distributed by Public on 11/05/2024 15:00

Proxy Results Form 8 K

Item 5.07 Submission of Matters to a Vote of Security Holders.

Siebert Financial Corp. (the "Company") held its Annual Meeting of Shareholders (the "2024 Annual Meeting") on November 1, 2024. At the 2024 Annual Meeting, the following proposals were submitted by the Company's Board of Directors to a vote of the Company's shareholders and the ratification of the appointment of the Company's independent registered public accounting firm. The final results of the voting on the proposals are noted below.

Proposal No. 1 - The election of the persons named below as directors to hold office until the Company's annual meeting of shareholders to be held in 2025 and until his or her successor is duly elected and qualified or until his or her earlier resignation or removal.

Name For
Nominee
Authority
Withheld From
Nominee
Broker-Non
Votes
Gloria E. Gebbia 32,899,284 149,633 -
John J. Gebbia 32,914,029 134,888 -
Charles A. Zabatta 32,822,127 226,790 -
Francis V. Cuttita 32,799,284 249,633 -
Andrew H. Reich 32,899,776 149,141 -
Jerry M. Schneider 32,892,765 156,152 -
Hocheol Shin 32,606,308 442,609 -

Proposal No. 2 - The ratification of the appointment of Crowe LLP ("Crowe) as the Company's independent registered public accounting firm for fiscal 2024.

For Proposal No. 2 Against Proposal No. 2 Authority
Withheld From
Proposal No. 2
Broker-Non Votes
37,074,068 279,397 45,451 -