11/14/2024 | Press release | Distributed by Public on 11/14/2024 18:34
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 11/12/2024 | A | 4,568 | (2) | (2) | Class A Non-Voting Common Stock | 4,568 | $11.77(3) | 148,503 | D | ||||
Restricted Stock Units | (1) | 11/12/2024 | A | 2,807 | (4) | (4) | Class A Non-Voting Common Stock | 2,807 | $11.77(3) | 151,310 | D | ||||
Restricted Stock Units | (1) | 11/12/2024 | A | 2,799 | (5) | (5) | Class A Non-Voting Common Stock | 2,799 | $11.77(3) | 154,109 | D | ||||
Restricted Stock Units | (1) | 11/12/2024 | M | 59,535 | (6) | (6) | Class A Non-Voting Common Stock | 59,535 | $11.77 | 94,574 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
VANROEKEL LISA 2500 BEE CAVE ROAD BUILDING 1, SUITE 200 ROLLINGWOOD, TX 78746 |
Chief Human Resources Officer |
/s/ Carrie Putnam, Attorney-in-Fact | 11/14/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each unit represents a contingent right to receive one share of EZCORP Class A Non-Voting Common Stock at the time of vesting. |
(2) | Represent "bonus" units attributable to the fiscal 2022 Restricted Stock Unit award. These units were earned with achievement of the specified performance goal for fiscal 2024 and vest on September 30, 2024, subject to continued employment. |
(3) | Closing market value on November 12, 2024. However, no consideration was paid for the award other than services rendered and to be rendered by the Reporting Person. |
(4) | Represent "bonus" units attributable to the fiscal 2023 Restricted Stock Unit award. These units were earned with achievement of the specified performance goal for fiscal 2024 and vest on September 30, 2025, subject to continued employment. |
(5) | Represent "bonus" units attributable to the fiscal 2024 Restricted Stock Unit award. These units were earned with achievement of the specified performance goal for fiscal 2024 and vest on September 30, 2026, subject to continued employment. |
(6) | The units vested on November 12, 2024 after specified performance goals were achieved. |