10/11/2024 | Press release | Distributed by Public on 10/11/2024 15:50
Form X-17A-5 Filer Information |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL AUDITED REPORT Form X-17A-5 Part III FACING PAGE
Information Required of Brokers and Dealers Pursuant to Section 17 of the
Securities Exchange Act of 1934 and Rule 17a-5 Thereunder |
OMB APPROVAL |
FORM X-17A-5 |
OMB Number: 3235-0123 Estimated average burden hours per response: 12.00 |
Filer CIK |
0000834168
|
Filer CCC |
XXXXXXXX
|
Is this a LIVE or TEST Filing? | LIVE TEST |
Would you like a Return Copy? | |
Is this an electronic copy of an official filing submitted in paper format? | |
Confirming Copy File Number | |
Submission Contact Information |
|
Name | |
Phone | |
E-Mail Address | |
Notify via Filing Website only? |
Report for the Period Beginning |
05-01-2023
|
and Ending |
06-30-2024
|
Type of Registrant | Broker-dealer |
OTC derivatives dealer |
Material Weakness |
|
Does this submission include an accountant's report covering the compliance report that indentifies one or more material weaknesses? | Yes No |
Name of Broker-dealer |
PTR, INC.
|
Address 1 |
601 HADDON AVENUE
|
Address 2 |
SUITE 108
|
City |
COLLINGSWOOD
|
State/Country |
NEW JERSEY
|
Mailing Zip/ Portal Code |
08108
|
Name |
Alan Krim
|
Telephone Number |
516-526-1586
|
Name - if individual, state last, first, and middle name |
NAWROCKI SMITH LLP
|
Address 1 |
100 Motor Parkway Suite 580
|
City |
Hauppauge
|
State/Country |
NEW YORK
|
Mailing Zip/ Postal Code |
11788
|
Check One |
Certified Public Accountant Certified Public Accountant not resident in United States or any of its possessions |
Signature |
Liam Deahl
|
Title |
CCO
|
Checking this box acknowledges that this oath or affirmation has been notarized. |