11/22/2024 | Press release | Distributed by Public on 11/22/2024 14:03
AS FILED WITH THE U.S. SECURITIES AND EXCHANGE COMMISSION ON NOVEMBER 22, 2024
1933 Registration File No. 333-221764
1940 Act File No. 811-23312
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-1A
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 | ☒ |
Pre-Effective Amendment No. | ☐ |
Post-Effective Amendment No. 78 | ☒ |
and/or | |
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 | ☒ |
Amendment No. 81 |
TIDAL TRUST III
(Exact Name of Registrant as Specified in Charter)
c/o Tidal ETF Services LLC
234 West Florida Street, Suite 203
Milwaukee, Wisconsin 53204
(Address of Principal Executive Offices, Zip Code)
(Registrant's Telephone Number, including Area Code) (855) 843-2534
The Corporation Trust Company
1209 Orange Street
Corporation Trust Center
Wilmington, DE 19801
(Name and Address of Agent for Service)
Copies to:
Eric W. Falkeis Tidal ETF Services LLC 234 West Florida Street, Suite 203 Milwaukee, Wisconsin 53204 |
Domenick Pugliese Sullivan & Worcester LLP 1251 Avenue of Americas, 19th Floor New York, NY 10020 |
Approximate date of proposed public offering: As soon as practicable after the effective date of this registration statement.
It is proposed that this filing will become effective (check appropriate box):
☐ | immediately upon filing pursuant to paragraph (b) | |
☒ | on December 20, 2024, pursuant to paragraph (b) | |
☐ | 60 days after filing pursuant to paragraph (a)(1) | |
☐ | on (date) pursuant to paragraph (a)(1) | |
☐ | 75 days after filing pursuant to paragraph (a)(2) | |
☐ | on (date) pursuant to paragraph (a)(2) of rule 485 |
If appropriate, check the following box:
☒ | this post-effective amendment designates a new effective date for a previously filed post-effective amendment. |
EXPLANATORY NOTE
Designation of New Effective Date for Previously Filed Amendment
Post-Effective Amendment No. 60 (the "Amendment") was filed pursuant to Rule 485(a)(2) under the Securities Act of 1933 on September 9, 2024, and pursuant to Rule 485(a)(2) would have become effective on November 23, 2024.
This Post-Effective Amendment No. 78 is being filed pursuant to Rule 485(b)(1)(iii) for the sole purpose of designating December 20, 2024, as the new date upon which the Amendment shall become effective.
This Post-Effective Amendment No. 78 incorporates by reference the information contained in Parts A, B, and C of the Amendment.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, as amended, (the "Securities Act") and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Post-Effective Amendment No. 78 to its Registration Statement on Form N-1A under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 78 to its Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of Milwaukee, State of Wisconsin, on November 22, 2024.
Tidal Trust III | ||
By: | /s/ Eric Falkeis | |
Eric W. Falkeis | ||
President |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Registration Statement has been signed below by the following persons in the capacities indicated on November 22, 2024.
Signature | Title | |
/s/ Eric Falkeis | President and Principal Executive Officer | |
Eric Falkeis | ||
/s/ Monica H. Byrd* | Trustee | |
Monica H. Byrd | ||
/s/ Pamela Cytron* | Trustee | |
Pamela Cytron | ||
/s/ Lawrence Jules* | Trustee | |
Lawrence Jules | ||
/s/ Guillermo Trias* | Trustee | |
Guillermo Trias | ||
/s/ Ethan Powell* | Trustee | |
Ethan Powell | ||
/s/ Aaron Perkovich | Treasurer, Principal Financial Officer and Principal Accounting Officer | |
Aaron Perkovich |
*By: | /s/ Eric Falkeis | |
Eric Falkeis, Attorney in Fact | ||
By Power of Attorney |