Hartford Financial Services Group Inc.

11/07/2024 | Press release | Distributed by Public on 11/07/2024 16:02

Statement of Changes in Beneficial Ownership - Form 4

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
Swift Christopher
2. Issuer Name and Ticker or Trading Symbol
HARTFORD FINANCIAL SERVICES GROUP, INC. [HIG] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
__X__ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chairman and CEO
(Last) (First) (Middle)
ONE HARTFORD PLAZA 		3. Date of Earliest Transaction (Month/Day/Year)
11/05/2024
(Street)
HARTFORD, CT 06155 		4. If Amendment, Date Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3) 		2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8) 		4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5) 		5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4) 		6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4) 		7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/05/2024 G(1) 13,600 D $ 0 137,332 D
Common Stock 11/05/2024 G(1) 13,600 A $ 0 53,603 I By Spouse
Common Stock 11/05/2024 G(2) 13,600 D $ 0 40,003 I By Spouse
Common Stock 95,386 I Swift Family Gift Trust
Common Stock 60,865 I Swift Family Legacy Trust
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3) 		2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8) 		5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5) 		6. Date Exercisable and Expiration Date
(Month/Day/Year) 		7. Title and Amount of Underlying Securities
(Instr. 3 and 4) 		8. Price of Derivative Security
(Instr. 5) 		9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4) 		10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4) 		11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $43.59 (3) 03/01/2026 Common Stock 294,481 294,481 D
Stock Option $48.89 (4) 02/28/2027 Common Stock 302,908 302,908 D
Stock Option $49.01 (5) 02/26/2029 Common Stock 352,263 352,263 D
Stock Option $51.87 (6) 02/23/2031 Common Stock 310,820 310,820 D
Stock Option $53.81 (7) 02/27/2028 Common Stock 284,819 284,819 D
Stock Option $55.27 (8) 02/25/2030 Common Stock 327,679 327,679 D
Stock Option $69.41 (9) 02/23/2032 Common Stock 301,932 301,932 D
Stock Option $78.28 (10) 02/28/2033 Common Stock 248,933 248,933 D
Stock Option $95.74 (11) 02/27/2034 Common Stock 116,414 116,414 D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Swift Christopher
ONE HARTFORD PLAZA
HARTFORD, CT 06155 		X Chairman and CEO

Signatures

Anthony J. Salerno, Jr., Attorney-in-Fact 11/05/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) This transaction involved a gift by the reporting person to his spouse.
(2) This transaction involved a gift to a charitable donor-advised fund.
(3) The options became fully exercisable on March 1, 2019, the third anniversary of the grant date.
(4) The options became fully exercisable on February 28, 2020, the third anniversary of the grant date.
(5) The options became fully exercisable on February 26, 2022, the third anniversary of the grant date.
(6) The options became fully exercisable on February 23, 2024, the third anniversary of the grant date.
(7) The options became fully exercisable on February 27, 2021, the third anniversary of the grant date.
(8) The options became fully exercisable on February 25, 2023, the third anniversary of the grant date.
(9) One-third of the options became exercisable on February 23, 2023, an additional one-third of the options became exercisable on February 23, 2024 and the remaining one-third of the options will become exercisable on February 23, 2025, the third anniversary of the grant date.
(10) One-third of the options became exercisable on February 28, 2024, an additional one-third of the options will become exercisable on February 28, 2025 and the remaining one-third of the options will become exercisable on February 28, 2026, the third anniversary of the grant date.
(11) One-third of the options will become exercisable on February 27, 2025, an additional one-third of the options will become exercisable on February 27, 2026 and the remaining one-third of the options will become exercisable on February 27, 2027, the third anniversary of the grant date.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.