11/19/2024 | Press release | Distributed by Public on 11/19/2024 19:29
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WALLACE Mark ADAM 1400 FOUNTAINGROVE PARKWAY SANTA ROSA, CA 95403 |
SVP |
Jeffrey K. Li, Attorney-in-fact for Wallace, Mark | 11/19/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person surrendered 395 shares to Keysight to satisfy tax liability on the release of restricted shares in accordance with Rule 16b-3. |
(2) | Includes 206.953 shares acquired in an Employee Stock Purchase Plan under Section 423 of The Internal Revenue Code of 1986, as amended, in a transaction exempt under Rule 16b-3. |
(3) | Corrects 69 shares that were over reported as surrendered to satisfy tax liability on prior deferred Long-Term Performance award distribution. |
(4) | The reporting person surrendered 319 shares to Keysight to satisfy tax liability on the release of restricted shares in accordance with Rule 16b-3. |
(5) | The reporting person surrendered 266 shares to Keysight to satisfy tax liability on the release of restricted shares in accordance with Rule 16b-3. |
(6) | The reporting person surrendered 520 shares to Keysight to satisfy tax liability on the release of restricted shares in accordance with Rule 16b-3. |