Cowen Investment Management LLC
11/08/2024 | Press release | Distributed by Public on 11/08/2024 16:06
Initial Quarterly Holdings Report by Institutional Manager Form 13F HR
SEC FORM 13F-HR
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The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. |
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE |
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| Report for the Calendar Year or Quarter Ended: | 09-30-2024 |
| Check here if Amendment | Amendment Number: | |
| This Amendment (Check only one.): | is a restatement. | |
| adds new holdings entries. |
| Institutional Investment Manager Filing this Report: | |
| Name: | Cowen Investment Management LLC |
| Address: | 599 LEXINGTON AVENUE, 20TH FLOOR |
| NEW YORK, NY 10022 | |
| Form 13F File Number: | 028-13626 |
The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form.
| Person Signing this Report on Behalf of Reporting Manager: | ||
| Name: | John Holmes | |
| Title: | Chief Operating Officer | |
| Phone: | 646-562-1866 | |
| Signature, Place, and Date of Signing: | ||
| /s/ John Holmes | New York, NY | 11-08-2024 |
| [Signature] | [City, State] | [Date] |
| Cowen Investment Management LLC and its affiliates ("Cowen") may be deemed to be ultimately controlled by Toronto-Dominion Bank and its affiliates ("TD"), by virtue of their corporate relationship. Neither TD nor Cowen share information with one another related to their investments, with certain exceptions. However, under Section 13(f) of the Securities Exchange Act 1934, as amended, and the rules promulgated thereunder, TD may be deemed to have shared investment discretion with Cowen over the securities managed by Cowen. |
| Report Type (Check only one.): | |
| X | 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |
| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) | |
| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) |
| Form 13F Summary Page | |
| Report Summary: | |
| Number of Other Included Managers: | 0 |
| Form 13F Information Table Entry Total: | 3 |
| Form 13F Information Table Value Total: | 22,444,738 |
| (thousands) | |
| List of Other Included Managers: |
| Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. |
| [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] |
| NONE |