11/18/2024 | Press release | Distributed by Public on 11/18/2024 19:17
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BRUNO JOHN G XEROX HOLDINGS CORPORATION P.O. BOX 4505 201 MERRITT 7 NORWALK, CT 06851-1056 |
X | President and COO |
/s/ Eric Risi, as Attorney-in-Fact | 11/18/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On November 14, 2022, the reporting person was granted an award of 194,679 Restricted Stock Units, which vest in two installments of 50% and 50% on the first and second anniversaries of the grant date. |
(2) | Balance adjusted to reflect 35,378 Restricted Stock Units which vested on January 18, 2024. Of the 35,378 Restricted Stock Units that vested, 9,161 were withheld and disposed of for taxes, resulting in an acquisition of 26,217 shares of common stock. |
(3) | Restricted Stock Units convert into common stock on a one-for-one basis. |
(4) | Of the 97,339 Restricted Stock Units that vested, 38,303 were withheld and disposed of for taxes. |