11/14/2024 | Press release | Distributed by Public on 11/14/2024 18:40
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (right to buy) | $39.98 | 11/12/2024 | M | 6,471 | (1) | 05/04/2030 | Common Stock | 6,471 | $ 0 | 0 | D | ||||
Employee Stock Options (right to buy) | $54.47 | 11/12/2024 | M | 3,414 | (2) | 05/02/2032 | Common Stock | 3,414 | $ 0 | 1,708 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fritz Mary Beth 660 WHITE PLAINS ROAD TARRYTOWN, NY 10591 |
SVP Quality & Regulatory |
/s/ Mary Beth Fritz by William P'Pool attorney-in-fact pursuant to power of attorney dated August 7, 2018 on file with the Commission | 11/14/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The options vested on three equal installments of 2,157 shares on May 4, 2021, 2022 and 2023. |
(2) | The options vested in three installments of 1,707 shares each on May 2, 2023 and May 2, 2024 and 1,708 shares on May 5/2/25. |