First Savings Financial Group Inc.

12/13/2024 | Press release | Distributed by Public on 12/13/2024 15:02

Statement of Changes in Beneficial Ownership (Form 4)

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287 Estimated average burden hours per response... 0.5
(Print or Type Responses)
1. Name and Address of Reporting Person *
Journell Jacqueline R
2. Issuer Name and Ticker or Trading Symbol
First Savings Financial Group, Inc. [FSFG]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director _____ 10% Owner
__X__ Officer (give title below) _____ Other (specify below)
Chief Operating Officer
(Last) (First) (Middle)
702 NORTH SHORE DRIVE, SUITE 300
3. Date of Earliest Transaction (Month/Day/Year)
12/11/2024
(Street)
JEFFERSONVILLE, IN 47130
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
_X_ Form filed by One Reporting Person
___ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/11/2024 M 3,600 A $13.3633 44,050(1)(2)(3)(4) D
Common Stock 9,008 I By ESOP
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options $13.3633 12/11/2024 M 3,600 11/21/2017 11/21/2026 Common Stock 3,600(5) $ 0 0 (5) D
Stock Options $23.0233 05/18/2019 05/18/2028 Common Stock 5,400(5) 5,400(5) D
Stock Options $22.1166 11/21/2020 11/21/2029 Common Stock 4,437(5) 4,437(5) D
Stock Options $21.1 11/20/2021 11/20/2030 Common Stock 813(6) 813(6) D
Stock Options $26.72 11/21/2022 11/21/2031 Common Stock 7,500(7) 7,500(7) D
Stock Options $22.49 11/21/2023 11/21/2032 Common Stock 3,750(8) 3,750(8) D
Stock Options $15.1 11/21/2024 11/21/2033 Common Stock 4,260(9) 4,260(9) D
Stock Options $29 11/21/2025 11/21/2034 Common Stock 960(10) 960(10) D

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
Journell Jacqueline R
702 NORTH SHORE DRIVE
SUITE 300
JEFFERSONVILLE, IN 47130
Chief Operating Officer

Signatures

/s/ Victor L. Cangelosi, pursuant to power of attorney 12/13/2024
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 21, 2022.
(2) Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 21, 2023.
(3) Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 21, 2024.
(4) Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 21, 2025.
(5) Stock options are fully vested.
(6) Stock options vest at a rate of 20% per year commencing on November 20, 2021.
(7) Stock options vest at a rate of 20% per year commencing on November 21, 2022.
(8) Stock options vest at a rate of 20% per year commencing on November 21, 2023.
(9) Stock options vest at a rate of 20% per year commencing on November 21, 2024.
(10) Stock options vest at a rate of 20% per year commencing on November 21, 2025.
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.