BNY Mellon Strategic Municipals Inc.

12/13/2024 | Press release | Distributed by Public on 12/13/2024 15:34

Statement of Changes in Beneficial Ownership (Form 4)

Ownership Submission
FORM 4
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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(Print or Type Responses)
1. Name and Address of Reporting Person *
BANK OF AMERICA CORP /DE/
2. Issuer Name and Ticker or Trading Symbol
BNY MELLON STRATEGIC MUNICIPALS, INC. [LEO]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
_____ Director __X__ 10% Owner
_____ Officer (give title below) _____ Other (specify below)
(Last) (First) (Middle)
BANK OF AMERICA CORPORATE CENTER, 100 N. TRYON STREET
3. Date of Earliest Transaction (Month/Day/Year)
06/26/2014
(Street)
CHARLOTTE, NC 28255
4. If Amendment, Date Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person
(City) (State) (Zip)
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1.Title of Security
(Instr. 3)
2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code
(Instr. 8)
4. Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I)
(Instr. 4)
7. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V Amount (A) or (D) Price
Common Stock(1)(2)(3) 06/26/2014 P 150 A $8.47 150 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 06/27/2014 S 150 D $8.50 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 07/17/2015 P 5 A $7.87 5 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 07/20/2015 S 5 D $7.9201 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 06/09/2016 S 2,600 D $9.342 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 06/09/2016 P 100 A $9.36 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 06/09/2016 P 100 A $9.36 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 06/09/2016 P 2,300 A $9.37 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 06/09/2016 P 100 A $9.36 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 06/19/2018 P 370 A $7.6324 370 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 06/19/2018 S 370 D $7.6339 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 12/07/2020 S 40 D $8.57 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 12/08/2020 P 40 A $8.5779 0 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 P 8,920 A $6.7999 8,920 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 S 24 D $6.78 8,896 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 S 300 D $6.79 8,596 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 S 5 D $6.78 8,591 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 S 2,457 D $6.77 6,134 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 S 100 D $6.78 6,034 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 S 11 D $6.78 6,023 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 S 2,931 D $6.787 3,092 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 S 15 D $6.78 3,077 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 S 1,777 D $6.78 1,300 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 S 100 D $6.78 1,200 I See Footnotes(1)(2)(3)
Common Stock(1)(2)(3) 08/22/2022 S 1,200 D $6.78 0 I See Footnotes(1)(2)(3)
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1474 (9-02)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security
(Instr. 3)
2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code
(Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)
6. Date Exercisable and Expiration Date
(Month/Day/Year)
7. Title and Amount of Underlying Securities
(Instr. 3 and 4)
8. Price of Derivative Security
(Instr. 5)
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)
11. Nature of Indirect Beneficial Ownership
(Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address Relationships
Director 10% Owner Officer Other
BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORPORATE CENTER
100 N. TRYON STREET
CHARLOTTE, NC 28255
X
BOFA SECURITIES, INC.
ONE BRYANT PARK
NEW YORK, NY 10036
X
MERRILL LYNCH, PIERCE, FENNER & SMITH INC.
ONE BRYANT PARK
NEW YORK, NY 10036
X

Signatures

BANK OF AMERICA CORP /DE/ Andres Ortiz By:Its: Authorized Signatory Andres Ortiz 12/13/2024
**Signature of Reporting Person Date
BOFA SECURITIES, INC. Andres Ortiz By:Its Authorized Signatory Andres Ortiz 12/13/2024
**Signature of Reporting Person Date
MERRILL LYNCH, PIERCE, FENNER & SMITH INC. Andres Ortiz By:Its Authorized Signatory Andres Ortiz 12/13/2014
**Signature of Reporting Person Date

Explanation of Responses:

* If the form is filed by more than one reporting person, see Instruction 4(b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1) This statement is jointly filed by Bank of America Corporation, Merrill Lynch, Pierce, Fenner & Smith Incorporated ("Merrill Lynch"), and BofA Securities, Inc ("BofA Securities") (collectively, the "Reporting Persons"). Bank of America Corporation holds an indirect interest in the securities listed in this Report by virtue of its 100% ownership of its subsidiaries Merrill Lynch and BofA Securities. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that any such Reporting Person is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Securities Exchange Act of 1934 (the "Exchange Act"), or for any other purpose.
(2) Each Reporting Person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the Exchange Act or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
(3) Without conceding its status as a greater than 10% beneficial owner or that the reported transactions are subject to disclosure under Section 16(a) of the Exchange Act or short-swing profit recovery under Section 16(b) of the Exchange Act, the amount of profit potentially recoverable by the Issuer from the reported transactions in the event that the Reporting Persons were greater than 10% beneficial owners and the transactions were subject to Section 16(b) has been or will be remitted to the Issuer.

Remarks:
Exhibit 99.1 - Joint Filing Agreement
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.