12/13/2024 | Press release | Distributed by Public on 12/13/2024 14:38
FORM 4
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) |
4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Stellantis N.V. TAURUSAVENUE 1 HOOFDDORP, P7 2132LS |
X | |||
FCA FOREIGN SALES HOLDCO LTD. PINLEY HOUSE, 2 SUNBEAM WAY, COVENTRY WEST MIDLANDS, X0 CV3 1ND |
X | |||
FCA NORTH AMERICA HOLDINGS LLC 1000 CHRYSLER DRIVE AUBURN HILLS, MI 48326-2766 |
X | |||
FCA US LLC 1000 CHRYSLER DRIVE AUBURN HILLS, MI 48326-2766 |
X | |||
SFS UK 1 LTD. PINLEY HOUSE, 2 SUNBEAM WAY, COVENTRY WEST MIDLANDS, X0 CV3 1ND |
X | |||
STELLANTIS EUROPE S.P.A. CORSO GIOVANNI AGNELLI 200 TURIN, L6 10135 |
X |
Stellantis N.V., by /s/ Giorgio Fossati, General Counsel | 12/13/2024 |
**Signature of Reporting Person | Date |
FCA US LLC, by /s/ Giorgio Fossati, Attorney-in-Fact | 12/13/2024 |
**Signature of Reporting Person | Date |
FCA North America Holdings LLC, by /s/ Giorgio Fossati, Attorney-in-Fact | 12/13/2024 |
**Signature of Reporting Person | Date |
FCA Foreign Sales Holdco Ltd., by /s/ Giorgio Fossati, Attorney-in-Fact | 12/13/2024 |
**Signature of Reporting Person | Date |
Stellantis Europe S.p.A., by /s/ Giorgio Fossati, Attorney-in-Fact | 12/13/2024 |
**Signature of Reporting Person | Date |
SFS UK 1 Limited, by /s/ Giorgio Fossati, Attorney-in-Fact | 12/13/2024 |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 7,500,000 shares owned directly by Stellantis Europe S.p.A. Remaining shares are owned directly by Stellantis N.V. |